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Sell4

Axos Financial, Inc.

AX

Total Value
$4.5M
Net $4.3M sold
Sales
$4.3M
1 transaction
Gifts
$249.6K
2 transactions

Company Information

Ticker Symbol
AX
CIK
0001299709

Insider Information

Role
President and CEO, Director
DirectorOfficer
Location
LAS VEGAS, NV

Filing Details

Filing Date
Feb 6, 2026
Transaction Date
Feb 4, 2026
Accession Number
0001419425-26-000002
Form Type
4
Net Trading Amount
-$4.3M

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Feb 4, 2026Common Stock43,294$99.10Sale$4.3M
Feb 5, 2026Common Stock1,513$98.97Bona Fide Gift$149.7K
Feb 5, 2026Common Stock1,009$98.97Bona Fide Gift$99.9K

Footnotes

  1. (F1)Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
  2. (F2)These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
  3. (F3)This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742.
  4. (F4)This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.