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Sell4
CATERPILLAR INC
CAT
Total Value
$29.0M
Net $14.9M sold
Sales
$14.9M
2 transactions
Company Information
- Company Name
- CATERPILLAR INC
- Ticker Symbol
- CAT
- CIK
- 0000018230
Insider Information
- Role
- Group President
- Location
- IRVING, TX
Officer
Filing Details
- Filing Date
- May 12, 2026
- Transaction Date
- May 11, 2026
- Accession Number
- 0001104659-26-059243
- Form Type
- 4
- Net Trading Amount
- -$14.9M
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| May 11, 2026 | Common Stock | 21,403 | $219.76 | Exercise | $4.7M |
| May 11, 2026 | Common Stock | 5,120 | $918.65 | Tax Withholding | $4.7M |
| May 11, 2026 | Common Stock | 15,440 | $916.75 | Sale | $14.2M |
| May 11, 2026 | Common Stock | 843 | $917.73 | Sale | $773.6K |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| May 11, 2026 | Derivative | 21,403 | $219.76 | Exercise | $4.7M |
Footnotes
- (F1)This transaction was executed in multiple trades at prices ranging from $916.39 to $917.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F2)This transaction was executed in multiple trades at prices ranging from $917.40 to $917.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F3)The information in this report is based on a 401(k) plan statement dated as of April 30, 2026.
- (F4)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.