PennyMac Financial Services, Inc.

Filing Date

Mar 25, 2026

Transaction Date

Mar 16, 2026

Accession Number

0001745916-26-000110

Form Type

3

Footnotes

1. (F1)The reported amount consists of 3,150 restricted stock units and 11,521 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
2. (F2)Each share of Deferred Unit, pursuant to the Company's Executive Deferred Compensation Plan, represents a right to receive one share of Common Stock. The Deferred Units become payable upon the Reporting Person's termination of employment with the Company.
3. (F3)This nonstatutory stock option to purchase 3,758 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
4. (F4)This nonstatutory stock option to purchase 2,561 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
5. (F5)This nonstatutory stock option to purchase 7,451 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
6. (F6)This nonstatutory stock option to purchase 3,695 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
7. (F7)This nonstatutory stock option to purchase 5,402 shares of Common Stock of the Issuer is full vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
8. (F8)This nonstatutory stock option to purchase 2,572 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
9. (F9)This nonstatutory stock option to purchase 1,913 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each date.
10. (F10)This nonstatutory stock option to purchase 4,858 shares of Common Stock of Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.