PRUDENTIAL FINANCIAL INC

Filing Date

Feb 9, 2026

Transaction Date

Feb 2, 2026

Accession Number

0001137774-26-000020

Form Type

3

Footnotes

1. (F1)Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.
2. (F2)The performance shares convert to common stock on a 1 to 1 basis.
3. (F3)The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
4. (F4)The Restricted Stock Units convert to common stock on a 1 to 1 basis.
5. (F5)he Restricted Stock Units will vest 1/3 per year beginning the last day of October 2024.
6. (F6)Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.
7. (F7)The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
8. (F8)Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.
9. (F9)The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.