Grant4

PATRIOT NATIONAL BANCORP INC

PNBK

Total Value

$800.0K

Filing Date

Oct 30, 2026

1 transaction

Grants

$800.0K

1 transaction

Trade Summary

On Oct 28, 2026, Salas Carlos P, EVP & Chief Financial Officer, Director, received $800.0K of PATRIOT NATIONAL BANCORP INC (PNBK) across 1 transaction. The filing covers Common Stock and reflects balanced net activity of $0. Reported prices ranged from $0.85. Insider transactions are sourced from SEC Form 4 disclosures and should be reviewed alongside company fundamentals and the insider's broader trading history.

Insider Information

Name: Salas Carlos P
Role: EVP & Chief Financial Officer, Director
Location: STAMFORD, CT

Filing Details

Filing Date: Oct 30, 2026
Transaction Date: Oct 28, 2026
Accession Number: 0001437749-26-034228
Form Type: 4

Non-Derivative Transactions

Date	Security	Shares	Price	Type	Value
Oct 28, 2026	Common Stock	938,857	$0.85	Grant/Award	$800.0K

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Footnotes

(F1)On October 28, 2026, the Issuer's Compensation, Nominating and Governance Committee (the "Committee") granted the Reporting Person 938,857 shares of restricted stock under the Issuer's 2025 Omnibus Equity Incentive Plan. The award was valued at $800,000 based on the closing price of the Issuer's common stock on the grant date. The shares vest in full on March 31, 2027, subject to the Reporting Person's continued employment through that date.
(F2)HECA Management LLC ("HECA Management") purchased the securities described herein as part of the $57.75 million private placement of the Issuer that was completed on March 20, 2025. The Reporting Person is the managing member of HECA Management and is deemed to hold sole voting and dispositive power over the securities held by HECA Management.
(F3)On October 28, 2026, the Committee amended the reporting person's existing Restricted Stock Units ("RSUs") award, originally granted on April 30, 2025, to accelerate vesting as follows: (i) 333,333 RSUs became immediately vested and nonforfeitable as of October 28, 2026 (originally scheduled to vest on April 30, 2027), and (ii) the remaining 333,334 unvested RSUs will vest on May 1, 2027 (originally scheduled to vest on April 30, 2028). The Reporting Person's total RSU balance of 741,650 RSUs is unchanged and no RSUs were settled in connection with this vesting acceleration.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Salas Carlos P

(Last)

(First)

(Middle)

C/O PATRIOT NATIONAL BANCORP, INC.

900 BEDFORD STREET

(Street)

STAMFORD

06901

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP & Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/28/2026		A⁽¹⁾		938,857	A	$0.8521⁽¹⁾	1,148,507	D
Common Stock								1,333,334	I	By HECA Management LLC⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽³⁾							⁽³⁾	⁽³⁾	Common Stock	⁽³⁾		741,650⁽³⁾	D

Explanation of Responses:

1. On October 28, 2026, the Issuer's Compensation, Nominating and Governance Committee (the "Committee") granted the Reporting Person 938,857 shares of restricted stock under the Issuer's 2025 Omnibus Equity Incentive Plan. The award was valued at $800,000 based on the closing price of the Issuer's common stock on the grant date. The shares vest in full on March 31, 2027, subject to the Reporting Person's continued employment through that date.

2. HECA Management LLC ("HECA Management") purchased the securities described herein as part of the $57.75 million private placement of the Issuer that was completed on March 20, 2025. The Reporting Person is the managing member of HECA Management and is deemed to hold sole voting and dispositive power over the securities held by HECA Management.

3. On October 28, 2026, the Committee amended the reporting person's existing Restricted Stock Units ("RSUs") award, originally granted on April 30, 2025, to accelerate vesting as follows: (i) 333,333 RSUs became immediately vested and nonforfeitable as of October 28, 2026 (originally scheduled to vest on April 30, 2027), and (ii) the remaining 333,334 unvested RSUs will vest on May 1, 2027 (originally scheduled to vest on April 30, 2028). The Reporting Person's total RSU balance of 741,650 RSUs is unchanged and no RSUs were settled in connection with this vesting acceleration.

	/s/ Carlos P. Salas	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Form 4 as rendered by the SEC from accession 0001437749-26-034228.

PATRIOT NATIONAL BANCORP INC

Trade Summary

Company Information

Insider Information

Filing Details

Non-Derivative Transactions

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Footnotes

SEC Form 4

SEC Filing

SEC Form 4