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Axos Financial, Inc.
AX
Total Value
$525.9K
Company Information
- Company Name
- Axos Financial, Inc.
- Ticker Symbol
- AX
- CIK
- 0001299709
Insider Information
- Name
- Swanson Brian D
- Role
- President, Consumer Bank
- Location
- SAN DIEGO, CA
Officer
Filing Details
- Filing Date
- Mar 24, 2026
- Transaction Date
- Mar 20, 2026
- Accession Number
- 0001777936-26-000003
- Form Type
- 4
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| Mar 20, 2026 | Common Stock | 2,943 | $82.93 | Exercise | $244.1K |
| Mar 20, 2026 | Common Stock | 1,177 | $82.93 | Exercise | $97.6K |
| Mar 20, 2026 | Common Stock | 1,587 | $82.93 | Disposition | $131.6K |
| Mar 20, 2026 | Common Stock | 634 | $82.93 | Disposition | $52.6K |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| Mar 20, 2026 | Derivative | 2,943 | — | Exercise | — |
| Mar 20, 2026 | Derivative | 1,177 | — | Exercise | — |
Footnotes
- (F1)Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- (F2)Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- (F3)The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- (F4)Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- (F5)The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant.
- (F6)The RSUs vest as to one-third of the shares on each anniversary date of grant.