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Sell4

CATERPILLAR INC

CAT

Total Value
$28.0M
Net $16.3M sold
Sales
$16.3M
1 transaction

Company Information

Company Name
CATERPILLAR INC
Ticker Symbol
CAT
CIK
0000018230

Insider Information

Role
Group President
Officer
Location
IRVING, TX

Filing Details

Filing Date
Feb 9, 2026
Transaction Date
Feb 6, 2026
Accession Number
0001104659-26-011945
Form Type
4
Net Trading Amount
-$16.3M

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Feb 6, 2026Common Stock28,034$138.35Exercise$3.9M
Feb 6, 2026Common Stock5,378$721.12Tax Withholding$3.9M
Feb 6, 2026Common Stock22,656$720.11Sale$16.3M

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Feb 6, 2026Derivative28,034$138.35Exercise$3.9M

Footnotes

  1. (F1)This transaction was executed in multiple trades at prices ranging from $720.02 to $721.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. (F2)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.