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Sell4
CATERPILLAR INC
CAT
Total Value
$16.6M
Net $6.0M sold
Sales
$6.0M
13 transactions
Company Information
- Company Name
- CATERPILLAR INC
- Ticker Symbol
- CAT
- CIK
- 0000018230
Insider Information
- Name
- Kaiser Jason
- Role
- Group President
- Location
- IRVING, TX
Officer
Filing Details
- Filing Date
- Nov 13, 2025
- Transaction Date
- Nov 11, 2025
- Accession Number
- 0001104659-25-111091
- Form Type
- 4
- Net Trading Amount
- -$6.0M
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| Nov 11, 2025 | Common Stock | 8,881 | $219.76 | Exercise | $2.0M |
| Nov 11, 2025 | Common Stock | 3,418 | $570.85 | Tax Withholding | $2.0M |
| Nov 11, 2025 | Common Stock | 1,040 | $561.29 | Sale | $583.7K |
| Nov 11, 2025 | Common Stock | 1,413 | $562.27 | Sale | $794.5K |
| Nov 11, 2025 | Common Stock | 1,640 | $563.22 | Sale | $923.7K |
| Nov 11, 2025 | Common Stock | 280 | $563.88 | Sale | $157.9K |
| Nov 11, 2025 | Common Stock | 37 | $565.06 | Sale | $20.9K |
| Nov 11, 2025 | Common Stock | 400 | $567.26 | Sale | $226.9K |
| Nov 11, 2025 | Common Stock | 653 | $568.60 | Sale | $371.3K |
| Nov 11, 2025 | Common Stock | 8,000 | $196.70 | Exercise | $1.6M |
| Nov 11, 2025 | Common Stock | 2,756 | $570.85 | Tax Withholding | $1.6M |
| Nov 11, 2025 | Common Stock | 1,032 | $561.29 | Sale | $579.3K |
| Nov 11, 2025 | Common Stock | 1,260 | $562.15 | Sale | $708.3K |
| Nov 11, 2025 | Common Stock | 1,480 | $563.22 | Sale | $833.6K |
| Nov 11, 2025 | Common Stock | 460 | $564.09 | Sale | $259.5K |
| Nov 11, 2025 | Common Stock | 380 | $567.35 | Sale | $215.6K |
| Nov 11, 2025 | Common Stock | 632 | $568.65 | Sale | $359.4K |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| Nov 11, 2025 | Derivative | 8,881 | $219.76 | Exercise | $2.0M |
| Nov 11, 2025 | Derivative | 8,000 | $196.70 | Exercise | $1.6M |
Footnotes
- (F1)Includes adjustments for dividends accrued.
- (F2)This transaction was entered as multiple trades, as prices ranging from $560.79 to $561.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F3)This transaction was entered as multiple trades, as prices ranging from $561.77 to $562.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F4)This transaction was entered as multiple trades, as prices ranging from $562.81 to $563.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F5)This transaction was entered as multiple trades, as prices ranging from $563.87 to $563.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F6)This transaction was entered as multiple trades at $565.06. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F7)This transaction was entered as multiple trades, as prices ranging from $566.87 to $567.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F8)This transaction was entered as multiple trades, as prices ranging from $568.07 to $568.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F9)This transaction was entered as multiple trades, as prices ranging from $560.79 to $561.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F10)This transaction was entered as multiple trades, as prices ranging from $561.77 to $562.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F11)This transaction was entered as multiple trades, as prices ranging from $562.81 to $563.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F12)This transaction was entered as multiple trades, as prices ranging from $563.70 to $564.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F13)This transaction was entered as multiple trades, as prices ranging from $566.87 to $567.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F14)This transaction was entered as multiple trades, as prices ranging from $568.03 to $569.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- (F15)The information in this report is based on a 401(k) plan statement dated as of October 31, 2025.
- (F16)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
- (F17)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.