Get the app!
Back to Trades
Other4

Axos Financial, Inc.

AX

Total Value
$317.5K

Company Information

Ticker Symbol
AX
CIK
0001299709

Insider Information

Role
Insider
Location
LAS VEGAS, NV

Filing Details

Filing Date
Mar 16, 2026
Transaction Date
Mar 15, 2026
Accession Number
0002065757-26-000002
Form Type
4

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Mar 15, 2026Common Stock1,105$84.68Exercise$93.6K
Mar 15, 2026Common Stock1,349$84.68Exercise$114.2K
Mar 15, 2026Common Stock610$84.68Disposition$51.7K
Mar 15, 2026Common Stock685$84.68Disposition$58.0K

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Mar 15, 2026Derivative1,105Exercise
Mar 15, 2026Derivative1,349Exercise
Mar 15, 2026Derivative2,020Grant/Award

Footnotes

  1. (F1)Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
  2. (F2)Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
  3. (F3)The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
  4. (F4)Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
  5. (F5)The RSUs vest as to one-third of the shares on each anniversary date of grant.
  6. (F6)The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
  7. (F7)Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.