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CATERPILLAR INC

CAT

Total Value
$0

Company Information

Company Name
CATERPILLAR INC
Ticker Symbol
CAT
CIK
0000018230

Insider Information

Role
Chief Executive Officer
Officer
Location
IRVING, TX

Filing Details

Filing Date
Dec 1, 2025
Transaction Date
Nov 26, 2025
Accession Number
0001104659-25-117255
Form Type
4

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Nov 26, 2025Derivative26Grant/Award

Footnotes

  1. (F1)Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
  2. (F2)This total includes 13 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $573.73 and 13 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
  3. (F3)The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.
  4. (F4)Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.