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Sell4
CATERPILLAR INC
CAT
Total Value
$63.5M
Net $26.7M sold
Sales
$26.7M
8 transactions
Company Information
- Company Name
- CATERPILLAR INC
- Ticker Symbol
- CAT
- CIK
- 0000018230
Insider Information
- Name
- Johnson Denise C
- Role
- Group President
- Location
- IRVING, TX
Officer
Filing Details
- Filing Date
- Feb 4, 2026
- Transaction Date
- Feb 2, 2026
- Accession Number
- 0001104659-26-010372
- Form Type
- 4
- Net Trading Amount
- -$26.7M
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| Feb 2, 2026 | Common Stock | 11,810 | $196.70 | Exercise | $2.3M |
| Feb 2, 2026 | Common Stock | 3,399 | $683.39 | Tax Withholding | $2.3M |
| Feb 2, 2026 | Common Stock | 1,000 | $678.52 | Sale | $678.5K |
| Feb 2, 2026 | Common Stock | 7,411 | $680.11 | Sale | $5.0M |
| Feb 2, 2026 | Common Stock | 45,291 | $219.76 | Exercise | $10.0M |
| Feb 2, 2026 | Common Stock | 14,564 | $683.39 | Tax Withholding | $10.0M |
| Feb 2, 2026 | Common Stock | 1,431 | $680.11 | Sale | $973.2K |
| Feb 2, 2026 | Common Stock | 20,145 | $680.76 | Sale | $13.7M |
| Feb 2, 2026 | Common Stock | 2,994 | $681.69 | Sale | $2.0M |
| Feb 2, 2026 | Common Stock | 2,761 | $682.84 | Sale | $1.9M |
| Feb 2, 2026 | Common Stock | 2,258 | $683.90 | Sale | $1.5M |
| Feb 2, 2026 | Common Stock | 1,138 | $684.93 | Sale | $779.5K |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| Feb 2, 2026 | Derivative | 11,810 | $196.70 | Exercise | $2.3M |
| Feb 2, 2026 | Derivative | 45,291 | $219.76 | Exercise | $10.0M |
Footnotes
- (F1)This transaction was executed in multiple trades at prices ranging from $678.25 to $678.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F2)This transaction was executed in multiple trades at prices ranging from $679.35 to $680.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F3)This transaction was executed in multiple trades at prices ranging from $680.35 to $681.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F4)This transaction was executed in multiple trades at prices ranging from $681.35 to $682.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F5)This transaction was executed in multiple trades at prices ranging from $682.38 to $683.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F6)This transaction was executed in multiple trades at prices ranging from $683.37 to $684.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F7)This transaction was executed in a trade at a price of $684.93. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F8)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.
- (F9)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.