Sell4

NORTHERN TRUST CORP

NTRS

Total Value

$7.2M

Net $3.5M sold

Filing Date

Oct 27, 2026

2 transactions

Sales

$3.5M

2 transactions

Trade Summary

On Oct 23, 2026 through Oct 26, 2026, Levy Susan Cohen, EVP and General Counsel, sold $7.2M of NORTHERN TRUST CORP (NTRS) across 2 transactions. The filing covers Common Stock and reflects net selling of $3.5M. Reported prices ranged from $88.06 to $168.69. Insider transactions are sourced from SEC Form 4 disclosures and should be reviewed alongside company fundamentals and the insider's broader trading history.

Price at the Time of the Trade

NTRS daily price with the insider's sale marked at $168.25.

Sold in the lower half of the 6-month range · the stock trades 2% higher today.

Price data is delayed and provided for context only — not investment advice.

Insider Information

Name: Levy Susan Cohen
Role: EVP and General Counsel
Location: CHICAGO, IL

Filing Details

Filing Date: Oct 27, 2026
Transaction Date: Oct 23, 2026
Accession Number: 0001607570-26-000008
Form Type: 4
Net Trading Amount: -$3.5M

Non-Derivative Transactions

Date	Security	Shares	Price	Type	Value
Oct 23, 2026	Common Stock	16,984	$88.06	Exercise	$1.5M
Oct 23, 2026	Common Stock	16,984	$168.15	Sale	$2.9M
Oct 26, 2026	Common Stock	3,922	$88.06	Exercise	$345.4K
Oct 26, 2026	Common Stock	3,922	$168.69	Sale	$661.6K

Derivative Transactions

Date	Security	Shares	Exercise Price	Type	Value
Oct 23, 2026	NTRS derivative	16,984	$88.06	Exercise	$1.5M
Oct 26, 2026	NTRS derivative	3,922	$88.06	Exercise	$345.4K

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Footnotes

(F1)Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
(F2)Price reflects the weighted average sales price from $168.00 to $168.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
(F3)The reporting person's spouse is trustee of this trust.
(F4)This option becomes exercisable in four equal annual installments beginning 2/21/2018.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Levy Susan Cohen

(Last)

(First)

(Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO

60603

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/23/2026		M		16,984	A	$88.06	76,362⁽¹⁾	D
Common Stock	10/23/2026		S		16,984	D	$168.15⁽²⁾	59,378⁽¹⁾	D
Common Stock	10/26/2026		M		3,922	A	$88.06	63,300⁽¹⁾	D
Common Stock	10/26/2026		S		3,922	D	$168.69	59,378⁽¹⁾	D
Common Stock								38,026	I	2024 GRAT
Common Stock								35,412	I	Irrevocable Trust⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (right-to-buy)	$88.06	10/23/2026		M			16,984	⁽⁴⁾	02/21/2027	Common Stock	16,984	$0	3,922	D
Employee Stock Option (right-to-buy)	$88.06	10/26/2026		M			3,922	⁽⁴⁾	02/21/2027	Common Stock	3,922	$0	0	D

Explanation of Responses:

1. Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

2. Price reflects the weighted average sales price from $168.00 to $168.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

3. The reporting person's spouse is trustee of this trust.

4. This option becomes exercisable in four equal annual installments beginning 2/21/2018.

Remarks:

	David A. Serna, Attorney-in-Fact for Susan C. Levy	10/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Form 4 as rendered by the SEC from accession 0001607570-26-000008.

NORTHERN TRUST CORP

Trade Summary

Price at the Time of the Trade

Company Information

Insider Information

Filing Details

Non-Derivative Transactions

Derivative Transactions

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Footnotes

SEC Form 4

SEC Filing

SEC Form 4

Price at the Time of the Trade