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Sell4

CATERPILLAR INC

CAT

Total Value
$12.0M
Net $4.7M sold
Sales
$4.7M
1 transaction

Company Information

Company Name
CATERPILLAR INC
Ticker Symbol
CAT
CIK
0000018230

Insider Information

Role
Group President
Officer
Location
IRVING, TX

Filing Details

Filing Date
Nov 12, 2025
Transaction Date
Nov 10, 2025
Accession Number
0001104659-25-110257
Form Type
4
Net Trading Amount
-$4.7M

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Nov 10, 2025Common Stock12,500$196.70Exercise$2.5M
Nov 10, 2025Common Stock4,316$569.56Tax Withholding$2.5M
Nov 10, 2025Common Stock8,184$570.18Sale$4.7M

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Nov 10, 2025Derivative12,500$196.70Exercise$2.5M

Footnotes

  1. (F1)Includes adjustments for dividends accrued.
  2. (F2)The information in this report is based on a 401(k) plan statement dated as of October 31, 2025.
  3. (F3)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.