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Grant4
Once Upon a Farm, PBC
OFRM
Total Value
$0
Company Information
- Company Name
- Once Upon a Farm, PBC
- Ticker Symbol
- OFRM
- CIK
- 0001696556
Insider Information
- Role
- Insider
- Location
- BERKELEY, CA
Filing Details
- Filing Date
- Feb 9, 2026
- Transaction Date
- Feb 9, 2026
- Accession Number
- 0001193125-26-043277
- Form Type
- 4
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| Feb 9, 2026 | Common Stock | 7,411,502 | — | C | — |
| Feb 9, 2026 | Common Stock | 107,749 | — | C | — |
| Feb 9, 2026 | Common Stock | 2,274,219 | — | C | — |
| Feb 9, 2026 | Common Stock | 6,112 | — | Grant/Award | — |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| Feb 9, 2026 | Derivative | 107,749 | — | C | — |
| Feb 9, 2026 | Derivative | 4,804,965 | — | C | — |
| Feb 9, 2026 | Derivative | 914,243 | — | C | — |
| Feb 9, 2026 | Derivative | 874,954 | — | C | — |
| Feb 9, 2026 | Derivative | 817,340 | — | C | — |
| Feb 9, 2026 | Derivative | 2,274,219 | — | C | — |
Footnotes
- (F1)The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
- (F2)CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Partner at CAVU Consumer Partners LLC, which is the investment manager of the foregoing.
- (F3)(Continued from footnote 2) The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- (F4)In connection with the closing of the initial public offering of the Issuer, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.
- (F5)The reporting person is contractually obligated to remit the proceeds of any sale of shares issued upon vesting of restricted stock units to CAVU Consumer Partners, LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.