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Sell4
CATERPILLAR INC
CAT
Total Value
$34.8M
Net $14.4M sold
Sales
$14.4M
1 transaction
Company Information
- Company Name
- CATERPILLAR INC
- Ticker Symbol
- CAT
- CIK
- 0000018230
Insider Information
- Role
- CFO Emeritus
- Location
- IRVING, TX
Officer
Filing Details
- Filing Date
- May 7, 2026
- Transaction Date
- May 6, 2026
- Accession Number
- 0001104659-26-057309
- Form Type
- 4
- Net Trading Amount
- -$14.4M
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| May 6, 2026 | Common Stock | 11,655 | $253.98 | Exercise | $3.0M |
| May 6, 2026 | Common Stock | 7,673 | $338.65 | Exercise | $2.6M |
| May 6, 2026 | Common Stock | 3,726 | $332.04 | Exercise | $1.2M |
| May 6, 2026 | Common Stock | 7,380 | $920.72 | Tax Withholding | $6.8M |
| May 6, 2026 | Common Stock | 15,674 | $918.71 | Sale | $14.4M |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| May 6, 2026 | Derivative | 11,655 | $253.98 | Exercise | $3.0M |
| May 6, 2026 | Derivative | 7,673 | $338.65 | Exercise | $2.6M |
| May 6, 2026 | Derivative | 3,726 | $332.04 | Exercise | $1.2M |
Footnotes
- (F1)This transaction was executed in multiple trades at prices ranging from $918.50 to $919.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- (F2)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
- (F3)The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan on March 4, 2024 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
- (F4)The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan on March 3, 2025 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.