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Upstart Holdings, Inc.

UPST

Total Value
$1.4M

Company Information

Ticker Symbol
UPST
CIK
0001647639

Insider Information

Role
Director, 10% Owner
Director10% Owner
Location
SAN MATEO, CA

Filing Details

Filing Date
May 8, 2026
Transaction Date
May 7, 2026
Accession Number
0001832805-26-000005
Form Type
4

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
May 7, 2026Common Stock835,075$0.83Exercise$693.1K

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
May 7, 2026Derivative835,075$0.83Exercise$693.1K

Footnotes

  1. (F1)These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
  2. (F2)The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
  3. (F3)These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
  4. (F4)These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
  5. (F5)These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
  6. (F6)These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
  7. (F7)These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
  8. (F8)All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.