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Sell4

Upstart Holdings, Inc.

UPST

Total Value
$76.4K
Net $50.0K sold
Sales
$50.0K
1 transaction

Company Information

Ticker Symbol
UPST
CIK
0001647639

Insider Information

Role
Chief Legal Officer
Officer
Location
SAN MATEO, CA

Filing Details

Filing Date
Jan 7, 2026
Transaction Date
Jan 5, 2026
Accession Number
0001558259-26-000002
Form Type
4
Net Trading Amount
-$50.0K

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Jan 5, 2026Common Stock1,000$13.22Exercise$13.2K
Jan 5, 2026Common Stock1,000Other
Jan 5, 2026Common Stock1,000Other
Jan 5, 2026Common Stock1,000$50.00Sale$50.0K

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Jan 5, 2026Derivative1,000$13.22Exercise$13.2K

Footnotes

  1. (F1)The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.
  2. (F2)Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  3. (F3)No consideration; change in form of ownership only.
  4. (F4)The shares are held by the Darling Family Trust.
  5. (F5)1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.