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Axos Financial, Inc.
AX
Total Value
$343.0K
Company Information
- Company Name
- Axos Financial, Inc.
- Ticker Symbol
- AX
- CIK
- 0001299709
Insider Information
- Name
- Swanson Brian D
- Role
- Insider
- Location
- LAS VEGAS, NV
Filing Details
- Filing Date
- Mar 16, 2026
- Transaction Date
- Mar 15, 2026
- Accession Number
- 0001777936-26-000001
- Form Type
- 4
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| Mar 15, 2026 | Common Stock | 1,387 | $84.68 | Exercise | $117.5K |
| Mar 15, 2026 | Common Stock | 1,214 | $84.68 | Exercise | $102.8K |
| Mar 15, 2026 | Common Stock | 796 | $84.68 | Disposition | $67.4K |
| Mar 15, 2026 | Common Stock | 654 | $84.68 | Disposition | $55.4K |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| Mar 15, 2026 | Derivative | 1,387 | — | Exercise | — |
| Mar 15, 2026 | Derivative | 1,214 | — | Exercise | — |
| Mar 15, 2026 | Derivative | 1,814 | — | Grant/Award | — |
Footnotes
- (F1)Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- (F2)Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- (F3)The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- (F4)Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- (F5)The RSUs vest as to one-third of the shares on each anniversary date of grant.
- (F6)Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.