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Sell4

CATERPILLAR INC

CAT

Total Value
$33.1M
Net $22.4M sold
Sales
$22.4M
2 transactions

Company Information

Company Name
CATERPILLAR INC
Ticker Symbol
CAT
CIK
0000018230

Insider Information

Role
Group President
Officer
Location
IRVING, TX

Filing Details

Filing Date
May 7, 2026
Transaction Date
May 6, 2026
Accession Number
0001104659-26-057313
Form Type
4
Net Trading Amount
-$22.4M

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
May 6, 2026Common Stock28,105$127.60Exercise$3.6M
May 6, 2026Common Stock3,883$923.38Tax Withholding$3.6M
May 6, 2026Common Stock14,470$922.55Sale$13.3M
May 6, 2026Common Stock9,752$923.47Sale$9.0M

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
May 6, 2026Derivative28,105$127.60Exercise$3.6M

Footnotes

  1. (F1)This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. (F2)This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. (F3)The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.