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Sell4

Upstart Holdings, Inc.

UPST

Total Value
$383.4K
Net $277.7K sold
Sales
$277.7K
1 transaction

Company Information

Ticker Symbol
UPST
CIK
0001647639

Insider Information

Role
Chief Legal Officer
Officer
Location
SAN MATEO, CA

Filing Details

Filing Date
Sep 5, 2025
Transaction Date
Sep 3, 2025
Accession Number
0001647639-25-000120
Form Type
4
Net Trading Amount
-$277.7K

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Sep 3, 2025Common Stock4,000$13.22Exercise$52.9K
Sep 3, 2025Common Stock4,000$69.41Sale$277.7K

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Sep 3, 2025Derivative4,000$13.22Exercise$52.9K

Footnotes

  1. (F1)The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.
  2. (F2)Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  3. (F3)The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.12 to $69.64. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. (F4)1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.