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Hamilton Lane INC

HLNE

Total Value
$150

Company Information

Company Name
Hamilton Lane INC
Ticker Symbol
HLNE
CIK
0001433642

Insider Information

Role
Executive Co-Chairman, Director, 10% Owner
DirectorOfficer10% Owner
Location
CONSHOHOCKEN, PA

Filing Details

Filing Date
Sep 8, 2025
Transaction Date
Sep 4, 2025
Accession Number
0001433642-25-000101
Form Type
4

Non-Derivative Transactions

DateSecuritySharesPriceTypeValue
Sep 4, 2025Class B Common Stock149,875$0.00Other$150

Derivative Transactions

DateSecuritySharesExercise PriceTypeValue
Sep 4, 2025Derivative149,875Other

Footnotes

  1. (F1)The reporting person exchanged Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") (and corresponding shares of Issuer Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash.
  2. (F2)The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. These securities are owned directly by HLA Investments, LLC ("HLAI"). The reporting person is the manager of HRHLA, LLC ("HRHLA"), the managing member of HLAI.
  3. (F3)These securities are owned directly by HLAI. Mr. Rogers is the manager of HRHLA, the managing member of HLAI.
  4. (F4)Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.

SEC Filing

View on SEC Daily

View the complete filing document on SEC Daily.