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Sell4
Upstart Holdings, Inc.
UPST
Total Value
$47.4K
Net $28.5K sold
Sales
$28.5K
1 transaction
Company Information
- Company Name
- Upstart Holdings, Inc.
- Ticker Symbol
- UPST
- CIK
- 0001647639
Insider Information
- Role
- See Remarks
- Location
- SAN MATEO, CA
Officer
Filing Details
- Filing Date
- Aug 5, 2025
- Transaction Date
- Aug 1, 2025
- Accession Number
- 0001647639-25-000096
- Form Type
- 4
- Net Trading Amount
- -$28.5K
Non-Derivative Transactions
| Date | Security | Shares | Price | Type | Value |
|---|---|---|---|---|---|
| Aug 1, 2025 | Common Stock | 365 | $25.90 | Exercise | $9.5K |
| Aug 1, 2025 | Common Stock | 365 | $77.97 | Sale | $28.5K |
Derivative Transactions
| Date | Security | Shares | Exercise Price | Type | Value |
|---|---|---|---|---|---|
| Aug 1, 2025 | Derivative | 365 | $25.90 | Exercise | $9.5K |
Footnotes
- (F1)The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
- (F2)Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- (F3)The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.88 to $78.29. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- (F4)1/36th of the shares subject to the option shall vest on September 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.