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LPL Financial Holdings Inc.
LPLANasdaqCIK: 0001397911
LPL Financial Holdings Inc. (LPLA) shows 50 recent insider filings from 17 insiders, with all of them on the sell side. With $0 in purchases and $6.4M in sales, the recent tape is heavily weighted toward selling (net sales of $6.4M). Gates Greg (Group Managing Director) is the most active by dollar volume, and the single largest transaction was $2.6M by Gates Greg. All figures are drawn from official SEC Form 3, 4, and 5 disclosures and update as new filings arrive.
Total Volume
$9.8M
Purchases
$0
Sales
$6.4M
Unique Insiders
17
Recent Insider Trades
50 loaded
| Sep 14 | LPLA LPL Financial Holdings Inc. | Reeping Katharine | Principal Accounting Officer | Sell | $153.0K |
| Sep 8 | LPLA LPL Financial Holdings Inc. | Field Emily | Group Managing Director | Tax withheld | $38.1K |
| Sep 1 | LPLA LPL Financial Holdings Inc. | BERNARD EDWARD C | Director | Grant | $0 |
| Sep 1 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Grant | $0 |
| Sep 1 | LPLA LPL Financial Holdings Inc. | Mnookin Allison | Director | Grant | $0 |
| Sep 1 | LPLA LPL Financial Holdings Inc. | Glavin William Francis Jr | Director | Grant | $0 |
| Sep 1 | LPLA LPL Financial Holdings Inc. | Thomas Corey E. | Director | Grant | $0 |
| Sep 1 | LPLA LPL Financial Holdings Inc. | EBERHART PAULETT | Director | Grant | $0 |
| Sep 1 | LPLA LPL Financial Holdings Inc. | SCHIFTER RICHARD P | Director | Grant | $0 |
| Aug 31 | LPLA LPL Financial Holdings Inc. | Jambusaria Aneri | Group Managing Director | Sell | $110.1K |
| Aug 21 | LPLA LPL Financial Holdings Inc. | Gates Greg | Group Managing Director | Sell | $1.5M |
| Aug 4 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Gift | $0 |
| Aug 4 | LPLA LPL Financial Holdings Inc. | Enyedi Matthew | Group Managing Director | Sell | $352.7K |
| Jun 22 | LPLA LPL Financial Holdings Inc. | Jambusaria Aneri | Group Managing Director | Sell | $94.2K |
| Jun 15 | LPLA LPL Financial Holdings Inc. | Cohen Marc Eliot | Group Managing Director | Tax withheld | $13.0K |
| Jun 15 | LPLA LPL Financial Holdings Inc. | Gates Greg | Group Managing Director | Tax withheld | $68.6K |
| Jun 8 | LPLA LPL Financial Holdings Inc. | Mnookin Allison | Director | Grant | $0 |
| Jun 8 | LPLA LPL Financial Holdings Inc. | Thomas Corey E. | Director | Grant | $0 |
| Jun 8 | LPLA LPL Financial Holdings Inc. | BERNARD EDWARD C | Director | Grant | $0 |
| Jun 8 | LPLA LPL Financial Holdings Inc. | Glavin William Francis Jr | Director | Grant | $0 |
| Jun 8 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Grant | $0 |
| Jun 8 | LPLA LPL Financial Holdings Inc. | SCHIFTER RICHARD P | Director | Grant | $0 |
| Jun 8 | LPLA LPL Financial Holdings Inc. | EBERHART PAULETT | Director | Grant | $0 |
| May 19 | LPLA LPL Financial Holdings Inc. | EBERHART PAULETT | Director | Grant | $0 |
| May 19 | LPLA LPL Financial Holdings Inc. | SCHIFTER RICHARD P | Director | Grant | $0 |
| May 19 | LPLA LPL Financial Holdings Inc. | Mnookin Allison | Director | Grant | $0 |
| May 19 | LPLA LPL Financial Holdings Inc. | BERNARD EDWARD C | Director | Grant | $0 |
| May 19 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Grant | $0 |
| May 8 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Gift | $0 |
| Apr 16 | LPLA LPL Financial Holdings Inc. | Audette Matthew J | President and CFO | Sell | $518.9K |
| Mar 26 | LPLA LPL Financial Holdings Inc. | SCHIFTER RICHARD P | Director | Grant | $0 |
| Mar 26 | LPLA LPL Financial Holdings Inc. | Thomas Corey E. | Director | Grant | $0 |
| Mar 26 | LPLA LPL Financial Holdings Inc. | EBERHART PAULETT | Director | Grant | $0 |
| Mar 26 | LPLA LPL Financial Holdings Inc. | Mnookin Allison | Director | Grant | $0 |
| Mar 26 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Grant | $0 |
| Mar 11 | LPLA LPL Financial Holdings Inc. | Cohen Marc Eliot | Group Managing Director | Sell | $1.0M |
| Feb 27 | LPLA LPL Financial Holdings Inc. | Steinmeier Richard | Chief Executive Officer | Grant | $834.1K |
| Feb 27 | LPLA LPL Financial Holdings Inc. | Audette Matthew J | President and CFO | Sell | $506.7K |
| Feb 27 | LPLA LPL Financial Holdings Inc. | Reeping Katharine | Principal Accounting Officer | Grant | $67.5K |
| Feb 27 | LPLA LPL Financial Holdings Inc. | Cohen Marc Eliot | Group Managing Director | Grant | $153.8K |
| Feb 27 | LPLA LPL Financial Holdings Inc. | Field Emily | Group Managing Director | Grant | $0 |
| Feb 4 | LPLA LPL Financial Holdings Inc. | Khanna Somesh | Director | Grant | $0 |
| Jan 14 | LPLA LPL Financial Holdings Inc. | Khanna Somesh | Director | Other | $0 |
| Dec 11 | LPLA LPL Financial Holdings Inc. | Morningstar Matthew | Group Managing Director | Grant | $0 |
| Dec 9 | LPLA LPL Financial Holdings Inc. | Steinmeier Richard | Chief Executive Officer | Sell | $1.9M |
| Dec 9 | LPLA LPL Financial Holdings Inc. | Gates Greg | Group Managing Director | Sell | $278.2K |
| Dec 3 | LPLA LPL Financial Holdings Inc. | SCHIFTER RICHARD P | Director | Grant | $0 |
| Dec 3 | LPLA LPL Financial Holdings Inc. | Putnam James S | Director | Grant | $0 |
| Dec 3 | LPLA LPL Financial Holdings Inc. | Jambusaria Aneri | Group Managing Director | Sell | $28.2K |
| Dec 3 | LPLA LPL Financial Holdings Inc. | EBERHART PAULETT | Director | Grant | $0 |
50 filings+