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GOLDSTEIN PHILLIP
SecretaryDirectorCIK 0001067621
Total Volume
$1.4M
17 filings
Purchases
$652.9K
18 buy txns
Sales
$0
0 sell txns
Net Activity
$652.9K
net bought
Profile
- Filings
- 17
- Buy transactions
- 18
- Sell transactions
- 0
- Companies
- 3
- Active
- 2025–2026
GOLDSTEIN PHILLIP, Secretary, Director, has filed 17 SEC reports (2025–2026), spread across 3 companies, totaling $1.4M in disclosed volume. Weighing $652.9K bought versus $0 sold, the history is heavily weighted toward buying. The largest single open-market purchase on record is $134.4K in HIGH INCOME SECURITIES FUND. Data is sourced from official SEC Form 3, 4, and 5 filings.
Associated Companies
Trading History
17 loaded
| Oct 13 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Secretary, Director | Buy | $28.6K |
| Aug 21 | PCF HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Director | Buy | $134.4K |
| Aug 10 | PCF HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Director | Buy | $4.3K |
| Jul 8 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Secretary, Director | Buy | $35.6K |
| Apr 9 | PCF HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Director | Buy | $31.0K |
| Mar 19 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Secretary, Director | Buy | $59.8K |
| Mar 19 | PCF HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Director | Buy | $97.8K |
| Mar 9 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Secretary, Director | Buy | $59.9K |
| Mar 9 | SPE SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | Chairman and Secretary, Director | Other | $0 |
| Mar 5 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Secretary, Director | Buy | $30.1K |
| Mar 2 | SPE SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | Chairman and Secretary, Director | Other | $0 |
| Feb 25 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Director | Buy | $30.6K |
| Feb 4 | PCF HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Director | Buy | $106.0K |
| Jan 27 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Director | Disposed | $213.2K |
| Dec 18 | PCF HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Director | Buy | $34.8K |
| Dec 12 | SWZ Total Return Securities Fund | GOLDSTEIN PHILLIP | Director | Exercise | $491.5K |
| Aug 25 | SPE SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | Chairman and Secretary, Director | Other | $0 |
17 filings