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SMITH CHARLES A
Chief Risk OfficerCIK 0001977796
Largest Purchase
No open-market purchases in the recent filings.
Profile
- Filings
- 3
- Buy transactions
- 0
- Sell transactions
- 2
- Companies
- 1
- Active
- 2025–2026
SMITH CHARLES A, Chief Risk Officer, has filed 3 reports across 1 company, totaling $7.7M in disclosed volume. Sales ($4.4M) outpace purchases ($0). Insider sales are common for diversification and should be read in context. All data sourced from SEC Form 3, 4, and 5 filings.
Associated Companies
Trading History
3 loaded
| Jan 22 | MS MORGAN STANLEY | SMITH CHARLES A | Chief Risk Officer | Sell | $1.5M |
| Jan 16 | MS MORGAN STANLEY | SMITH CHARLES A | Chief Risk Officer | Grant | $0 |
| Jul 18 | MS MORGAN STANLEY | SMITH CHARLES A | Chief Risk Officer | Sell | $2.8M |
3 filings