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SMITH CHARLES A
Chief Risk OfficerCIK 0001977796
Largest Purchase
No open-market purchases in the recent filings.
Profile
- Filings
- 3
- Buy transactions
- 0
- Sell transactions
- 2
- Companies
- 1
- Active
- 2025–2026
Across 3 filings between 2025–2026, SMITH CHARLES A, Chief Risk Officer, has disclosed $7.7M in transactions — all concentrated in MORGAN STANLEY (MS). Their disclosed trades are heavily weighted toward selling — $0 in buys and $4.4M in sells. Data is sourced from official SEC Form 3, 4, and 5 filings.
Associated Companies
Trading History
3 loaded
| Jan 22 | MS MORGAN STANLEY | SMITH CHARLES A | Chief Risk Officer | Sell | $1.5M |
| Jan 16 | MS MORGAN STANLEY | SMITH CHARLES A | Chief Risk Officer | Grant | $3.3M |
| Jul 18 | MS MORGAN STANLEY | SMITH CHARLES A | Chief Risk Officer | Sell | $2.8M |
3 filings